Investment AUDIT guide.

Just Some Of The Potential Audit Headers.

1 - Stocks, Funds Shares, Endownments, Traded Life Policies.

2 - Pressurised Selling Of A Financial Product That You Did Not Require.

3 - Additional Or Unexplained Fee Charges Added.

4 - Unexplained Risk Markers That Were Not Fully Explained To You.

5 - You Have Sustained Significant Loses As A Result Of The Advise & Investment.

6 - Inappropriate Advice On ISA's & Investment Or With Profit Bonds.

7 - PEP's, Unit Trusts Managed Portfolios, Open Ended Investments & Schemes.

8 - Moved Pension Out Of Workplace Scheme Into SIPP.

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